DFX Intelligence

N•••••• L••••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

N•••••• L••••••• Y••••

Advisor at P•••••• W••••• M••••••••• G••••

A•••••, TX

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Search this name across graphsid dfx:ria:0b3f29c1-faf6-ca83-3462-7e15b0924550

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Sep 24, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• G••••	Independent wealth	Sep 1, 2026	n/a	yes	A•••••, TX	Current employment
A••••• W••••• M••••••••• L••	Independent wealth	Jan 21, 2025	Aug 3, 2026	no	Austin, TX\|A•••••, TX\|A•••••, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• L••	P•••••• W••••• M••••••••• G••••	Aug 3, 2026	Sep 1, 2026	29	Firm change	RIA to RIA
M••• W••••• M••••••••• L••	C••••••• P•••••••	May 29, 2024	Apr 2, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
109359:105348:TX:2024-05-29	May 29, 2024	Apr 2, 2024	A•••••, TX	Firm change after gap

Relationships

Registered with (5)

→ P•••••• W••••• M••••••••• G••••Registered adviserregistration: previous registration
Nov 16, 2022 to Jan 9, 2023factForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 21, 2025 to Aug 3, 2026factForm ADV
→ M••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 2, 2023 to May 29, 2024factForm ADV
→ C••••••• P•••••••

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 9, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b3f29c1-faf6-ca83-3462-7e15b0924550
First observed: Sep 24, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.