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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ML&R WEALTH MANAGEMENT LLC

ML & R WEALTH MANAGEMENT LLC, CRD 109359

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9c0b441-3f11-d935-a1f6-01f56fe4e68f

Data as of Mar 5, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 16
On other graphs: 0
Observed: Mar 30, 2012 to Mar 5, 2024
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.8BItem 5.F on the latest filing (2024-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,375
Individual clients: 286
High net worth clients: 390
Custody, client assets: $605M
SEC number: 801-57128
CRD: 109359
Filings on the tape: 32
First filed: Mar 30, 2012
Latest filed: Mar 5, 2024
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARVEY, STEVEN, LEE	Treasurer	Na	yes	09/2016	Mar 30, 2012	Mar 5, 2024
KNEBEL, STEVEN, WAYNE	PARTNER/PRESIDENT	C	yes	01/1999	Mar 30, 2012	Mar 5, 2024
KNEBEL, STEVEN, WAYNE	President	Na	yes	06/2000	Mar 30, 2012	Mar 5, 2024
MAXWELL LOCKE & RITTER LLP	MANAGING MEMBER	E	yes	01/1999	Mar 30, 2012	Mar 5, 2024
SMITH, STUART, VICK	Secretary	Na	yes	09/2016	Mar 30, 2012	Mar 5, 2024
Wasaff, Sarah, Christine	CHIEF COMPLIANCE OFFICER	Na	yes	07/2017	Jul 7, 2017	Mar 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MAXWELL LOCKE & RITTER LLP	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ROUND ROCK	TX	United States	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 5, 2024	$1.8B	$1.8B	24	8	1	n/a	n/a
2022	Mar 7, 2023	$1.5B	$1.5B	25	9	1	n/a	n/a
2021	Mar 11, 2022	$1.5B	$1.5B	19	7	1	n/a	n/a
2020	Feb 3, 2021	$1.3B	$1.3B	16	6	1	n/a	n/a
2019	Feb 27, 2020	$1.1B	$1.1B	15	6	1	n/a	n/a
2018	Mar 12, 2019	$905M	$898M	13	6	1	n/a	n/a
2017	Mar 6, 2018	$926M	$891M	14	5	1	n/a	n/a
2016	Feb 16, 2017	$773M	$744M	14	6	n/a	n/a	n/a
2015	Mar 3, 2016	$626M	$591M	13	10	n/a	n/a	n/a
2014	Mar 13, 2015	$589M	$560M	12	10	n/a	n/a	n/a
2013	Mar 18, 2014	$544M	$519M	11	9	n/a	n/a	n/a
2012	Mar 23, 2013	$396M	$396M	10	9	n/a	n/a	n/a
2011	Mar 30, 2012	$350M	$350M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.8B	$1.5B	16.4%	$1.3B	10.2%	24	25	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE PLANNING	11	May 29, 2024	Apr 10, 2024	AUSTIN, TX	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (5)

← HARVEY, STEVEN, LEEOwnerTREASURER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KNEBEL, STEVEN, WAYNEOwnerPARTNER/PRESIDENT, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← SMITH, STUART, VICKOwnerSECRETARY, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← Wasaff, Sarah, ChristineOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 7, 2017 to presentfactForm ADV
← MAXWELL LOCKE & RITTER LLPOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (16)

← STEVEN LEE HARVEYAdvisorregistration: previous registration
Apr 5, 2002 to May 29, 2024factForm ADV
← KIRA LEIGH SCOTTAdvisorregistration: previous registration
Mar 10, 2020 to May 29, 2024factForm ADV
← PAMELA JEAN RAFFAELEAdvisorregistration: previous registration
Jun 10, 2008 to May 29, 2024factForm ADV
← STUART VICK SMITHAdvisorregistration: previous registration
Feb 9, 2005 to May 29, 2024factForm ADV
← VANESSA LYNN MCELWRATHAdvisorregistration: previous registration
Jul 7, 2014 to May 29, 2024factForm ADV
← JULIE ELIZABETH REINHARDTAdvisorregistration: previous registration
Feb 23, 2012 to May 29, 2024factForm ADV
← SCOTT FREDERICK ADAIRAdvisorregistration: previous registration
Oct 17, 2012 to May 29, 2024factForm ADV
← STEFANY NATALIA QUIRICO CANEPAAdvisorregistration: previous registration
Jun 18, 2020 to May 29, 2024factForm ADV
← Sarah Christine WasaffAdvisorregistration: previous registration
Oct 21, 2016 to May 29, 2024factForm ADV
← Nicolle Lachelle YatesAdvisorregistration: previous registration
Feb 2, 2023 to May 29, 2024factForm ADV
← BRYCE ANTHONY CURRIERAdvisorregistration: previous registration
Apr 22, 2022 to May 29, 2024factForm ADV
← ALFRED FRANCIS FREYAdvisorregistration: previous registration
Apr 5, 2002 to Mar 5, 2024factForm ADV
← MARYBETH CHRISTINE MEYERAdvisorregistration: previous registration
Jun 10, 2021 to Mar 5, 2024factForm ADV
← CARLI RENEE SMITHAdvisorregistration: previous registration
May 30, 2018 to Mar 5, 2024factForm ADV
← JOSHUA ELESSAR CLIFFORDAdvisorregistration: previous registration
Aug 22, 2022 to Apr 26, 2023factForm ADV
← THOMAS CARSON CARTERAdvisorregistration: previous registration
Jan 20, 2004 to Feb 1, 2012factForm ADV

Moved with (1)

→ CREATIVE PLANNINGRegistered adviser11 advisors, firm absorbed, same day
May 29, 2024 to Apr 10, 2024factForm ADV

Dated events

Occurred
May 29, 2024
Firm absorbed
Ml&R Wealth Management LLC's advisors moved to Creative Planning (Austin, TX): 11 of 11 registered, on the same day
Form ADVobserved 3 days ago
11 advisors
Occurred
May 29, 2024
Advisor changed firm
Steven Lee Harvey left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Nicolle Lachelle Yates left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Stuart Vick Smith left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Julie Elizabeth Reinhardt left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-01)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Vanessa Lynn Mcelwrath left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Stefany Natalia Quirico Canepa left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-10)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Pamela Jean Raffaele left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Sarah Christine Wasaff left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Bryce Anthony Currier left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Scott Frederick Adair left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-01)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Kira Leigh Scott left Ml&R Wealth Management Llc for Creative Planning (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2024
Advisor changed firm
Marybeth Christine Meyer left Ml&R Wealth Management Llc for Bona Fide Wealth (registered 2024-05-03)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2024
Advisor changed firm
Alfred Francis Frey left Ml&R Wealth Management Llc for Maslow Wealth Advisors (registered 2024-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2024
Advisor changed firm
Carli Renee Smith left Ml&R Wealth Management Llc for Burkholder Wealth Management (registered 2024-03-01)
Form ADVobserved 4 days ago
Occurred
Apr 26, 2023
Advisor departed, no destination yet
Joshua Elessar Clifford no longer registered at Ml&R Wealth Management Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9c0b441-3f11-d935-a1f6-01f56fe4e68f
First observed: Mar 30, 2012
Last observed: Mar 5, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ML&R WEALTH MANAGEMENT LLC

ML & R WEALTH MANAGEMENT LLC, CRD 109359

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9c0b441-3f11-d935-a1f6-01f56fe4e68f

Data as of Mar 5, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:39 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARVEY, STEVEN, LEE

Treasurer

yes

09/2016

Mar 30, 2012

Mar 5, 2024

KNEBEL, STEVEN, WAYNE

PARTNER/PRESIDENT

yes

01/1999

Mar 30, 2012

Mar 5, 2024

KNEBEL, STEVEN, WAYNE

President

yes

06/2000

Mar 30, 2012

Mar 5, 2024

MAXWELL LOCKE & RITTER LLP

MANAGING MEMBER

yes

01/1999

Mar 30, 2012

Mar 5, 2024

SMITH, STUART, VICK

Secretary

yes

09/2016

Mar 30, 2012

Mar 5, 2024

Wasaff, Sarah, Christine

CHIEF COMPLIANCE OFFICER

yes

07/2017

Jul 7, 2017

Mar 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MAXWELL LOCKE & RITTER LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ROUND ROCK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 5, 2024

$1.8B

n/a

2022

Mar 7, 2023

$1.5B

n/a

2021

Mar 11, 2022

$1.5B

n/a

2020

Feb 3, 2021

$1.3B

n/a

2019

Feb 27, 2020

$1.1B

n/a

2018

Mar 12, 2019

$905M

$898M

n/a

2017

Mar 6, 2018

$926M

$891M

n/a

2016

Feb 16, 2017

$773M

$744M

n/a

2015

Mar 3, 2016

$626M

$591M

n/a

2014

Mar 13, 2015

$589M

$560M

n/a

2013

Mar 18, 2014

$544M

$519M

n/a

2012

Mar 23, 2013

$396M

n/a

2011

Mar 30, 2012

$350M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.8B

$1.5B

16.4%

$1.3B

10.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE PLANNING

May 29, 2024

Apr 10, 2024

AUSTIN, TX

Firm absorbed

RIA to RIA

100.0%