DFX Intelligence

N•••• A•• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

N•••• A•• E•••••

Advisor at E•••• L••

DEER PARK, IL

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Search this name across graphsid dfx:ria:0b47e57b-ac4c-c7a0-ac45-298e79668273

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• L••	Independent wealth	Oct 8, 2023	n/a	yes	DEER PARK, IL	Current employment
C••••••••• W•••••• L••	Independent wealth	Oct 26, 2020	Sep 26, 2023	no	Barrington, IL\|OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	E•••• L••	Sep 26, 2023	Oct 8, 2023	12	Firm change	RIA to RIA
P••••••••• A••••••• S••••••• L••	C••••••••• W•••••• L••	Nov 5, 2020	Oct 26, 2020

Relationships

Registered with (8)

→ E•••• L••Registered adviserregistration: current employment
Oct 8, 2023 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Oct 26, 2020 to Sep 26, 2023factForm ADV
→ P••••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Oct 10, 2013 to Nov 5, 2020factForm ADV
→ C••••••••• A••••••• G••••Registered adviser

Dated events

Occurred
Sep 26, 2023
Advisor changed firm
N•••• A•• E••••• left C••••••••• W•••••• L•• for E•••• L•• (registered 2023-10-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b47e57b-ac4c-c7a0-ac45-298e79668273
First observed: Dec 3, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.