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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ERIC S SPARLING

Advisor at WESBANCO SECURITIES, INC.

Upper Sandusky, OH | WHEELING, WV | Carey, OH | Marion, OH | Hilliard, OH

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Search this name across graphsid dfx:ria:0b59d8f1-171f-155c-be71-2d21c1028c9c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESBANCO SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Mar 20, 2001
First registration: Aug 9, 2005
Dual registered: yes, broker-dealer
Other names: ERIC STEVEN SPARLING
IAPD individual key: 2575062

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESBANCO SECURITIES, INC.	Bd affiliated wealth	Sep 3, 2025	n/a	yes	WHEELING, WV\|Upper Sandusky, OH\|Hilliard, OH\|Marion, OH\|Carey, OH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 1, 2021	Sep 3, 2025	no	Upper Sandusky, OH\|Dublin, OH\|SAN DIEGO, CA\|Marion, OH\|HILLIARD, OH\|Marion, OH\|Carey, OH\|MARION, OH	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Jul 23, 2018	Jul 1, 2021	no	MARION, OH\|PALM BEACH GARDENS, FL\|BELLEFONTAINE, OH\|PALM BEACH GARDENS, FL\|MARION, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 22, 2018	Jul 17, 2018	no	Marion, OH	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Mar 4, 2016	Jul 17, 2018	no	Marion, OH\|SAN ANTONIO, TX\|Ashland, OH\|Ashland, OH\|Mansfield, OH\|Attica, OH\|Danville, KY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Dec 8, 2015	no	MARION, OH\|MARION, OH\|MARION, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 8, 2007	Oct 1, 2012	no	MARION, OH\|MARION, OH\|MARION, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 30, 2006	Mar 8, 2007	no	COLUMBUS, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Aug 9, 2005	Mar 22, 2006	no	MARION, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WESBANCO SECURITIES, INC.	Sep 3, 2025	Sep 3, 2025	0	Firm change	Ibd to ibd
MONEY CONCEPTS ADVISORY SERVICE	LPL FINANCIAL LLC	Jul 1, 2021	Jul 1, 2021	0	Firm change	Ibd to ibd
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 17, 2018	Jun 22, 2018	-25	Channel change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	MONEY CONCEPTS ADVISORY SERVICE	Jul 17, 2018	Jul 23, 2018	6	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	INVESTMENT PROFESSIONALS, INC.	Dec 8, 2015	Mar 4, 2016	87	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
STRATEGIC ADVISERS LLC	CHASE INVESTMENT SERVICES CORP.	Mar 8, 2007	Mar 8, 2007	0	Firm change	Other
OSAIC FA, INC.	STRATEGIC ADVISERS LLC	Mar 22, 2006	Nov 30, 2006	253	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:43276:OH:2025-09-03	Sep 3, 2025	Sep 3, 2025	HILLIARD, OH	Firm change
12963:6413:OH:2021-07-01	Jul 1, 2021	Jul 1, 2021	MARION, OH	Firm change

Relationships

Registered with (9)

→ WESBANCO SECURITIES, INC.Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 1, 2021 to Sep 3, 2025factForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Jul 23, 2018 to Jul 1, 2021factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Mar 4, 2016 to Jul 17, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 22, 2018 to Jul 17, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Dec 8, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 8, 2007 to Oct 1, 2012factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 30, 2006 to Mar 8, 2007factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Aug 9, 2005 to Mar 22, 2006factForm ADV

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
Eric S Sparling left Lpl Financial Llc for Wesbanco Securities, Inc. (registered 2025-09-03)
Form ADVobserved 6 days ago