RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• S• S•••••••
- W••••••• S••••••••• I••• BD affiliated currentsince Sep 3, 2025 · Wheeling, Wv
- L•• F•••••••• L•• BD affiliatedJul 1, 2021 to Sep 3, 2025 · Upper Sandusky, Oh
- M•••• C••••••• A••••••• S•••••• BD affiliatedJul 23, 2018 to Jul 1, 2021 · Marion, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJun 22, 2018 to Jul 17, 2018 · Marion, Oh
- I••••••••• P••••••••• I••• formerMar 4, 2016 to Jul 17, 2018 · Marion, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 8, 2015 · Marion, Oh
- C•••• I••••••••• S••••••• C•••• formerMar 8, 2007 to Oct 1, 2012 · Marion, Oh
- S•••••••• A••••••• L•• national BDNov 30, 2006 to Mar 8, 2007 · Columbus, Oh
- O•••• F•• I••• formerAug 9, 2005 to Mar 22, 2006 · Marion, Oh
- L•• F•••••••• L•• to W••••••• S••••••••• I•••left Sep 3, 2025, registered Sep 3, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••• C••••••• A••••••• S•••••• to L•• F•••••••• L••left Jul 1, 2021, registered Jul 1, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jul 17, 2018, registered Jun 22, 2018 (-25 days) · channel change inside one enterprise, not a move
- A••••••••• F•••••••• S•••••••• L•• to M•••• C••••••• A••••••• S••••••left Jul 17, 2018, registered Jul 23, 2018 (6 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to I••••••••• P••••••••• I•••left Dec 8, 2015, registered Mar 4, 2016 (87 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to C•••• I••••••••• S••••••• C••••left Mar 8, 2007, registered Mar 8, 2007 (0 days) · Other
- O•••• F•• I••• to S•••••••• A••••••• L••left Mar 22, 2006, registered Nov 30, 2006 (253 days) · Other
- E••• S• S••••••• left L•• F•••••••• L•• for W••••••• S••••••••• I••• (registered 2025-09-03)Sep 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address