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Advisor at VESTGEN ADVISORS, LLC
Downers Grove, IL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VESTGEN ADVISORS, LLC | Independent wealth | Oct 17, 2024 | n/a | yes | CHICAGO, IL|Downers Grove, IL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 14, 2019 | Dec 3, 2024 | no | DOWNERS GROVE, IL|SCHAUMBURG, IL|ROSCOE, IL | Previous registration |
| EFG ADVISORS, LLC | n/a | May 9, 2013 | Mar 11, 2014 | no | SCHAUMBURG, IL | Previous registration |
| VALMARK ADVISERS, INC. | Bd affiliated wealth | Jul 17, 2012 | Nov 15, 2019 | no | SCHAUMBURG, IL | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | May 10, 2006 | Jul 19, 2012 | no | SCHAUMBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | VESTGEN ADVISORS, LLC | Dec 3, 2024 | Oct 17, 2024 | -47 | Firm change after gap | Ibd to RIA |
| VALMARK ADVISERS, INC. | EFG ADVISORS, LLC | Nov 15, 2019 | May 9, 2013 | -2,381 | Firm change after gap | Other |
| EFG ADVISORS, LLC | LPL FINANCIAL LLC | Mar 11, 2014 | Nov 14, 2019 | 2,074 | Firm change after gap | Other |
| WOODBURY FINANCIAL SERVICES, INC. | VALMARK ADVISERS, INC. | Jul 19, 2012 | Jul 17, 2012 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:318657:IL:2024-12-03 | Dec 3, 2024 | Oct 17, 2024 | SCHAUMBURG, IL | Firm change after gap |
| 108050:165196:IL:2019-11-15 | Nov 15, 2019 | May 9, 2013 | SCHAUMBURG, IL | Firm change after gap |