DFX Intelligence

T•••••• A••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

T•••••• A••• B••••

Advisor at T•••••••

WESTMINSTER, CO

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Search this name across graphsid dfx:ria:0b794a81-9777-4f89-7f7e-57e260a45817

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••	Independent wealth	Oct 1, 2009	n/a	yes	WESTMINSTER, CO	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	Aug 7, 2006	Oct 24, 2007	no	LONGMONT, CO\|LONGMONT, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	T•••••••	Oct 24, 2007	Oct 1, 2009	708	Firm change after gap	Other
C••••• I••••••••• S••••••• L••	B••••••• I••••••••• S•••••••• I••• •••••	May 17, 2006	Aug 7, 2006

Relationships

Registered with (3)

→ T•••••••Registered adviserregistration: current employment
Oct 1, 2009 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Aug 7, 2006 to Oct 24, 2007factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 2, 2004 to May 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b794a81-9777-4f89-7f7e-57e260a45817
First observed: Feb 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.