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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Jason Holt

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Wayzata, MN | Mound, MN

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Search this name across graphsid dfx:ria:0b7ae002-49d5-5593-fb0c-1d51f4e19f6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 11, 2006
First registration: Sep 12, 2006
Dual registered: yes, broker-dealer
Other names: Jason Holt|JASON ROBERT HOLT
IAPD individual key: 5133860

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 5, 2016	n/a	yes	Wayzata, MN\|Mound, MN	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Feb 5, 2016	no	SAINT CLOUD, MN	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 9, 2007	Jan 21, 2014	no	ST CLOUD, MN\|HASTINGS, MN\|BUFFALO, MN\|HUTCHINSON, MN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 12, 2006	May 7, 2007	no	SAVAGE, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 5, 2016	Feb 5, 2016	0	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	CETERA INVESTMENT SERVICES LLC	May 7, 2007	May 9, 2007	2	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Feb 5, 2016 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Feb 5, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 9, 2007 to Jan 21, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 12, 2006 to May 7, 2007factForm ADV

Dated events

No dated event names this entity yet.