DFX Intelligence

L••• R•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

L••• R•••• M••••••••

Advisor at Q•• F••••• W•••••• L••

LAKE MARY, FL

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Search this name across graphsid dfx:ria:0b81a827-9efb-31c9-da9f-f35e630f0aeb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•• F••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•• F••••• W•••••• L••	Independent wealth	Dec 18, 2024	n/a	yes	LAKE MARY, FL	Current employment
B•••• W•••••• L••	Former SEC adviser	Jun 15, 2022	Feb 14, 2025	no	Lake Mary, FL\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• W•••••• L••	Q•• F••••• W•••••• L••	Feb 14, 2025	Dec 18, 2024	-58	Firm change after gap	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•••• W•••••• L••	May 22, 2022	Jun 15, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
165931:331655:GA:2025-02-14	Feb 14, 2025	Dec 18, 2024	ATLANTA, GA	Firm change after gap
7691:165931:FL:2022-05-22	May 22, 2022	Jun 15, 2022	WINTER PARK, FL	Firm change

Relationships

Registered with (3)

→ Q•• F••••• W•••••• L••Registered adviserregistration: current employment
Dec 18, 2024 to presentfactForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
Jun 15, 2022 to Feb 14, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 15, 2003 to May 22, 2022factForm ADV

Dated events

Occurred
Feb 14, 2025
Advisor changed firm
L••• R•••• M•••••••• left B•••• W•••••• L•• for Q•• F••••• W•••••• L•• (registered 2024-12-18)
Form ADVobserved 7 days ago
Occurred
May 22, 2022
Advisor changed firm
L••• R•••• M•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•••• W•••••• L•• (registered 2022-06-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b81a827-9efb-31c9-da9f-f35e630f0aeb
First observed: May 15, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.