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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

VINCENT MARTIN PADILLA

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Woodland Hills, CA | Simi Valley, CA

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Search this name across graphsid dfx:ria:0b9555cd-3c33-8a43-c5f4-e6fd879b79fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 10, 2004
First registration: Oct 15, 2007
Dual registered: yes, broker-dealer
Other names: VINCE MARTIN PADILLA
IAPD individual key: 4564341

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 11, 2026	n/a	yes	Simi Valley, CA\|Woodland Hills, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 14, 2017	May 19, 2026	no	HOUSTON, TX\|CHATSWORTH, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|HOUSTON, TX\|SANTA MONICA, CA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 11, 2014	Jul 17, 2017	no	BURBANK, CA\|THOUSAND OAKS, CA\|BURBANK, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 27, 2008	Jul 7, 2014	no	PASADENA, CA\|PASADENA, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 27, 2008	Jul 7, 2014	no	Pasadena, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 15, 2007	Jun 18, 2008	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 19, 2026	May 11, 2026	-8	Firm change	Ibd to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Jul 17, 2017	Jul 14, 2017	-3	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 7, 2014	Jun 27, 2008	-2,201	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 7, 2014	Jun 27, 2008	-2,201	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 18, 2008	Jun 27, 2008	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:149018:CA:2026-05-19	May 19, 2026	May 11, 2026	SANTA MONICA, CA	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 14, 2017 to May 19, 2026factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 11, 2014 to Jul 17, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 27, 2008 to Jul 7, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 27, 2008 to Jul 7, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 15, 2007 to Jun 18, 2008factForm ADV

Dated events

Occurred
May 19, 2026
Advisor changed firm
Vincent Martin Padilla left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2026-05-11)
Form ADVobserved 5 days ago