RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• M••••• P••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 11, 2026 · Simi Valley, Ca
- L•• F•••••••• L•• BD affiliatedJul 14, 2017 to May 19, 2026 · Houston, Tx
- I••••• F•••••••• C••••••••• formerJul 11, 2014 to Jul 17, 2017 · Burbank, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 27, 2008 to Jul 7, 2014 · Pasadena, Ca
- T• A••••••••• I••• formerJun 27, 2008 to Jul 7, 2014 · Pasadena, Ca
- W•••• F•••• I••••••••• L•• unclassifiedOct 15, 2007 to Jun 18, 2008 · Los Angeles, Ca
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 19, 2026, registered May 11, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Jul 17, 2017, registered Jul 14, 2017 (-3 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 7, 2014, registered Jun 27, 2008 (-2201 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 7, 2014, registered Jun 27, 2008 (-2201 days) · Other
- W•••• F•••• I••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jun 18, 2008, registered Jun 27, 2008 (9 days) · Other
- V•••••• M••••• P•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-05-11)May 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address