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RIA / WealthAdvisorCertified Financial Planner26 years in industry

DANIEL EDWARD KING

Advisor at CGN ADVISORS, LLC

Scottsdale, AZ | MANHATTAN, KS

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Search this name across graphsid dfx:ria:0b969b1c-cbce-eb2c-a8a8-511465ef7e39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CGN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Dec 16, 1999
First registration: Feb 22, 2002
Dual registered: no
IAPD individual key: 4054679

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CGN ADVISORS, LLC	Independent wealth	Dec 19, 2023	n/a	yes	MANHATTAN, KS\|Scottsdale, AZ	Current employment
DEK FINANCIAL SOLUTIONS, LLC	n/a	Aug 7, 2018	Jan 19, 2024	no	PHOENIX, AZ	Previous registration
WATERMARK ASSET MANAGEMENT, INC.	Former SEC adviser	Dec 9, 2014	Jun 20, 2018	no	SAN RAMON, CA	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	Dec 4, 2014	no	PHOENIX, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 22, 2002	Dec 31, 2011	no	PHOENIX, AZ\|PHOENIX, AZ\|Phoenix, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEK FINANCIAL SOLUTIONS, LLC	CGN ADVISORS, LLC	Jan 19, 2024	Dec 19, 2023	-31	Firm change after gap	Other
WATERMARK ASSET MANAGEMENT, INC.	DEK FINANCIAL SOLUTIONS, LLC	Jun 20, 2018	Aug 7, 2018	48	Firm change	Other
SCHWAB WEALTH ADVISORY, INC.	WATERMARK ASSET MANAGEMENT, INC.	Dec 4, 2014	Dec 9, 2014	5	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Dec 31, 2011	Jan 3, 2012	3	Bulk transfer	Other

Relationships

Registered with (5)

→ CGN ADVISORS, LLCRegistered adviserregistration: current employment
Dec 19, 2023 to presentfactForm ADV
→ DEK FINANCIAL SOLUTIONS, LLCRegistered adviserregistration: previous registration
Aug 7, 2018 to Jan 19, 2024factForm ADV
→ WATERMARK ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 9, 2014 to Jun 20, 2018factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Dec 4, 2014factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 22, 2002 to Dec 31, 2011factForm ADV

Dated events

Occurred
Jan 19, 2024
Advisor changed firm
Daniel Edward King left Dek Financial Solutions, Llc for Cgn Advisors, Llc (registered 2023-12-19)
Form ADVobserved 5 days ago