DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Edward King

Cgn Advisors, LLCindependent RIAScottsdale, Az IA-onlyIAPD 4054679

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Dec 19, 2023

In the industry

26 y

since Dec 16, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cgn Advisors, LLC independent RIA current
since Dec 19, 2023 · Manhattan, Ks
Dek Financial Solutions, LLC unclassified
Aug 7, 2018 to Jan 19, 2024 · Phoenix, Az
Watermark Asset Management, Inc. former
Dec 9, 2014 to Jun 20, 2018 · San Ramon, Ca
Schwab Wealth Advisory, Inc. no RAUM
Jan 3, 2012 to Dec 4, 2014 · Phoenix, Az
Charles Schwab & Co., Inc. national BD
Feb 22, 2002 to Dec 31, 2011 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Dek Financial Solutions, LLC to Cgn Advisors, LLC
left Jan 19, 2024, registered Dec 19, 2023 (-31 days) · Other
Watermark Asset Management, Inc. to Dek Financial Solutions, LLC
left Jun 20, 2018, registered Aug 7, 2018 (48 days) · Other
Schwab Wealth Advisory, Inc. to Watermark Asset Management, Inc.
left Dec 4, 2014, registered Dec 9, 2014 (5 days) · Other
Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.
left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move

Signals

Daniel Edward King left Dek Financial Solutions, Llc for Cgn Advisors, Llc (registered 2023-12-19)
Jan 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address