DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••• A•••• M••••••••• L•••
Latest filing Dec 22, 2025
First filing on the tape Dec 22, 2011 · 35 filings
SEC status approved since Jan 7, 2008
RAUM
$26B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.9%
$226M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
165
53 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$26B as of Dec 22, 2025
Dec 22, 2011$2.1B then
HNW client RAUM$218M as of Dec 22, 2025
Dec 23, 2019$9.8M then
State-registered IARs (5.B.3)0 as of Dec 22, 2025
Dec 4, 20120 then
Employees (5.A)165 as of Dec 22, 2025
Dec 4, 201248 then
Private funds2 as of Dec 19, 2013
Dec 22, 20111 then
RAUM -29% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 22, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $388,788derivedHNW RAUM over HNW clients
- Average account
- $37.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 9.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -24%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$18B74%
- Investment companies$2.2B9.2%
- Other investment advisers$1.6B6.4%
- State and municipal entities$1.5B6.0%
- Pension and profit-sharing plans$894M3.7%
- High-net-worth individuals$218M0.9%
- Corporations and businesses$14.3M0.1%
- Charitable organizations$12.8M0.1%
- Individuals$7.1M0.0%
- Individual clients
- 33reported
- HNW clients
- 562reported
- Pension plan clients
- 9reported
- Charitable clients
- 7reported
- Accounts
- 686reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $149M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.84 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• A•••••• · Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- C•••••••• K•••• · Director, Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- S•••• I••• R•••••• · Director, Chief Executive Officercontrolsince 08/1998 · owns less than 5%
Entity owners
- I•••• A•••• M••••••••• G•••• P•• · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
- I•••• A•••• M•••••••••investment advisernRAUM $2.0B
- I•••• A•••• M••••••••• •••• K•••• L••••••investment advisern
- I•••• A•••• M••••••••• I•••••• L••investment advisern
- I•••• A•••• M••••••••• L••investment advisernRAUM $8.9B
- I•••• G••••• O••••••••• ••• L••••••investment adviserpooled vehicle sponsorn
- I•••• G••••• R•••••••• O••••••••• ••• L••••••investment adviserpooled vehicle sponsorn
- I••• I• G• ••• L••investment adviserpooled vehicle sponsory
- I••• I• G• ••• L••investment adviserpooled vehicle sponsorn
- I••• I•• G• ••• L••investment adviserpooled vehicle sponsorn
- I••• I• G• ••• L••investment adviserpooled vehicle sponsory
Advisers that list I•••• A•••• M••••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 953 to 686Dec 20, 2024 to Dec 22, 2025
- Advisory employees · 58 to 53Dec 20, 2024 to Dec 22, 2025
- Charity clients · 9 to 7Dec 20, 2024 to Dec 22, 2025
- Corporate clients · 22 to 17Dec 20, 2024 to Dec 22, 2025
- HNW clients · 813 to 562Dec 20, 2024 to Dec 22, 2025
- Individual clients · 31 to 33Dec 20, 2024 to Dec 22, 2025
- Pension plan clients · 14 to 9Dec 20, 2024 to Dec 22, 2025
- Pooled vehicle clients · 32 to 27Dec 20, 2024 to Dec 22, 2025
- Employees · 187 to 165Dec 20, 2024 to Dec 22, 2025
- Financial planning clients · unset to Dec 20, 2024 to Dec 22, 2025
- HQ state · unset to Dec 20, 2024 to Dec 22, 2025
- Discretionary RAUM · $39B to $24BDec 20, 2024 to Dec 22, 2025
- HNW RAUM · $442M to $218MDec 20, 2024 to Dec 22, 2025
- Individual RAUM · $5.9M to $7.1MDec 20, 2024 to Dec 22, 2025
- Non-discretionary RAUM · $1.7B to $1.4BDec 20, 2024 to Dec 22, 2025
- Pension RAUM · $2.3B to $894MDec 20, 2024 to Dec 22, 2025
- Pooled vehicle RAUM · $30B to $18BDec 20, 2024 to Dec 22, 2025
- RAUM · $41B to $26BDec 20, 2024 to Dec 22, 2025
- Wrap assets (manager) · $181M to $149MDec 20, 2024 to Dec 22, 2025
- Accounts · 1,217 to 953Dec 19, 2023 to Dec 20, 2024
- Advisory employees · 43 to 58Dec 19, 2023 to Dec 20, 2024
- Charity clients · 11 to 9Dec 19, 2023 to Dec 20, 2024
- Corporate clients · 30 to 22Dec 19, 2023 to Dec 20, 2024
- HNW clients · 1,094 to 813Dec 19, 2023 to Dec 20, 2024
- Individual clients · 19 to 31Dec 19, 2023 to Dec 20, 2024
- Pension plan clients · 11 to 14Dec 19, 2023 to Dec 20, 2024
- Pooled vehicle clients · 30 to 32Dec 19, 2023 to Dec 20, 2024
- Employees · 175 to 187Dec 19, 2023 to Dec 20, 2024
- Discretionary RAUM · $35B to $39BDec 19, 2023 to Dec 20, 2024
- HNW RAUM · $433M to $442MDec 19, 2023 to Dec 20, 2024
- Individual RAUM · $3.4M to $5.9MDec 19, 2023 to Dec 20, 2024
- Non-discretionary RAUM · $1.5B to $1.7BDec 19, 2023 to Dec 20, 2024
- Pension RAUM · $1.5B to $2.3BDec 19, 2023 to Dec 20, 2024
- Pooled vehicle RAUM · $29B to $30BDec 19, 2023 to Dec 20, 2024
- RAUM · $37B to $41BDec 19, 2023 to Dec 20, 2024
- Wrap assets (manager) · $176M to $181MDec 19, 2023 to Dec 20, 2024
- Accounts · 1,372 to 1,217Jan 18, 2023 to Dec 19, 2023
- Advisory employees · 47 to 43Jan 18, 2023 to Dec 19, 2023
- Charity clients · 10 to 11Jan 18, 2023 to Dec 19, 2023
- Corporate clients · 43 to 30Jan 18, 2023 to Dec 19, 2023
Signals
16 dated events
- I•••• A•••• M••••••••• L••• reported RAUM $25.8B, down 36% from $40.6B (2024-12-20 to 2025-12-22)Dec 22, 2025 · RAUM change · derived
- Bruce Jenkyn-Jones (Director) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2023-12-19, absent 2024-12-20)Dec 20, 2024 · Control person left · inference
- G••••• D••••• Von P••••• (Director) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2023-12-19, absent 2024-12-20)Dec 20, 2024 · Control person left · inference
- M••• C•••••••• B•••••• (Director, Chief Strategy Officer) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2023-12-19, absent 2024-12-20)Dec 20, 2024 · Control person left · inference
- Patricia M••• Alexander (Director) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2023-01-18, absent 2023-12-19)Dec 19, 2023 · Control person left · inference
- Patricia M••• Alexander (Director) appeared on Schedule A of I•••• A•••• M••••••••• L•••Jan 18, 2023 · Control person joined · fact
- David Charles Ridge (Director, Chief Financial Officer) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2022-04-12, absent 2022-12-13)Dec 13, 2022 · Control person left · inference
- K•••• C••••••• (Director, Chief Financial Officer) appeared on Schedule A of I•••• A•••• M••••••••• L•••Dec 13, 2022 · Control person joined · fact
- M••• C•••••••• B•••••• (Director, Chief Strategy And Operations Officer) appeared on Schedule A of I•••• A•••• M••••••••• L•••Apr 12, 2022 · Control person joined · fact
- I•••• A•••• M••••••••• L••• reported RAUM $41.1B, up 105% from $20.0B (2021-03-12 to 2021-12-23)Dec 23, 2021 · RAUM change · derived
- Francis Joseph Keefe (Director) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2020-12-24, absent 2021-03-12)Mar 12, 2021 · Control person left · inference
- I•••• A•••• M••••••••• L••• reported RAUM $20.0B, up 52% from $13.2B (2020-06-26 to 2020-12-24)Dec 24, 2020 · RAUM change · derived
- Keith Falconer (Director) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2020-06-26, absent 2020-12-24)Dec 24, 2020 · Control person left · inference
- Aquinas John Boese (Chief Compliance Officer) appeared on Schedule A of I•••• A•••• M••••••••• L•••Dec 24, 2020 · Control person joined · fact
- G••••• D••••• Von P••••• (Director) appeared on Schedule A of I•••• A•••• M••••••••• L•••Mar 26, 2020 · Control person joined · fact
- Van Egmond Peter Rossbach (Director) no longer on Schedule A of I•••• A•••• M••••••••• L••• (listed 2019-12-23, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- I•••• A•••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/I••••-ENVIRONMENTAL-MARKETS-PLCreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/I••••-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- I••••AM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 011 44 20 3912 3000reportedpublic record, Form ADV, Dec 22, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026