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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

SCOTT ERWIN ARRASMITH

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Colorado Springs, CO

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Search this name across graphsid dfx:ria:0bd043a1-0f16-1cd8-4265-a0d62ce1a80e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 31, 1997
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: SCOTT E ARRASMITH
IAPD individual key: 2906329

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 1, 2012	n/a	yes	Colorado Springs, CO	Current employment
PEAK CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 18, 2007	Aug 24, 2012	no	COLORADO SPRINGS, CO	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Jun 15, 2007	no	COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 1, 1999	Jan 5, 2005	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEAK CAPITAL MANAGEMENT, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 24, 2012	May 1, 2012	-115	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PEAK CAPITAL MANAGEMENT, LLC	Jun 15, 2007	Jan 18, 2007	-148	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jan 5, 2005	Mar 28, 2005	82	Firm change	Other

Relationships

Registered with (3)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Jun 15, 2007factForm ADV
→ PEAK CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 18, 2007 to Aug 24, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 1, 1999 to Jan 5, 2005factForm ADV

Dated events

No dated event names this entity yet.