DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Erwin Arrasmith
Cambridge Investment Research Advisors, Inc.BD affiliatedColorado Springs, Codual registrantIAPD 2906329
Feed of 09/14/2026
Also filed as Scott E Arrasmith
At current firm
14 y
since May 1, 2012
In the industry
29 y
since Jul 31, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince May 1, 2012 · Colorado Springs, Co
- Peak Capital Management, LLC independent RIAJan 18, 2007 to Aug 24, 2012 · Colorado Springs, Co
- Cambridge Investment Research Advisors, Inc. BD affiliatedMar 28, 2005 to Jun 15, 2007 · Colorado Springs, Co
- Ameriprise Financial Services, LLC national BDJan 1, 1999 to Jan 5, 2005 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- Peak Capital Management, LLC to Cambridge Investment Research Advisors, Inc.left Aug 24, 2012, registered May 1, 2012 (-115 days) · Other
- Cambridge Investment Research Advisors, Inc. to Peak Capital Management, LLCleft Jun 15, 2007, registered Jan 18, 2007 (-148 days) · Other
- Ameriprise Financial Services, LLC to Cambridge Investment Research Advisors, Inc.left Jan 5, 2005, registered Mar 28, 2005 (82 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address