DFX Intelligence

H••••• H• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant20 years in industry

H••••• H• P••••••••

Advisor at T•••••• F•••••••• L••

WILLIAMSBURG, VA

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Search this name across graphsid dfx:ria:0bea9495-1d69-85c6-02a3-1b3bfd1d0345

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• F•••••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	WILLIAMSBURG, VA	Current employment
O••••••• B•• W••••• P•••••••	Independent wealth	Jun 27, 2022	Jun 30, 2025	no	PARSIPPANY, NJ\|Williamsburg, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• B•• W••••• P•••••••	T•••••• F•••••••• L••	Jun 30, 2025	Jul 1, 2025	1	Firm change	RIA to new firm
P•••••• A•••••• G••••• L••	O••••••• B•• W••••• P•••••••	Jul 20, 2022	Jun 27, 2022

Relationships

Registered with (4)

→ T•••••• F•••••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ O••••••• B•• W••••• P•••••••Registered adviserregistration: previous registration
Jun 27, 2022 to Jun 30, 2025factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Dec 14, 2020 to Jul 20, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Jun 30, 2025
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bea9495-1d69-85c6-02a3-1b3bfd1d0345
First observed: Jan 5, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.