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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Kimberly A Douglas

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

ST. PETERSBURG, FL | SAINT PETERSBURG, FL

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Search this name across graphsid dfx:ria:0bf58e6c-170a-245f-7d7c-571830fa59f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Jun 4, 2004
First registration: Apr 4, 2006
Dual registered: yes, broker-dealer
Other names: KIMBERLY A SNIFFIN`|KIMBERLY ANN DOUGLAS|KIMBERLY ANN DOUGLAS
IAPD individual key: 4072552

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 26, 2025	n/a	yes	SAINT PETERSBURG, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Aug 26, 2025	n/a	yes	ST. PETERSBURG, FL	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Dec 10, 2021	Aug 1, 2025	no	ROCKVILLE, MD\|Bradenton, FL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Nov 9, 2021	Dec 8, 2021	no	ARLINGTON, VA\|Temple Terrace, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 9, 2016	Oct 13, 2021	no	ST. PETERSBURG, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jul 2, 2015	Jun 6, 2016	no	SARASOTA, FL	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Aug 19, 2013	May 22, 2015	no	NASHUA, NH	Previous registration
BOLTON GLOBAL ASSET MANAGEMENT	Bd affiliated wealth	Apr 25, 2011	May 22, 2013	no	BOLTON, MA	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Oct 25, 2007	Nov 8, 2010	no	WINDSOR, CT\|WINDSOR, CT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 4, 2006	Oct 25, 2007	no	SPRINGFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 1, 2025	Aug 26, 2025	25	Firm change	Ibd to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	GROVE POINT ADVISORS, LLC	Dec 8, 2021	Dec 10, 2021	2	Firm change	RIA to ibd
RAYMOND JAMES & ASSOCIATES, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Oct 13, 2021	Nov 9, 2021	27	Firm change	Ibd to RIA
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jun 6, 2016	Nov 9, 2016	156	Firm change	Other
NEXT FINANCIAL GROUP, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	May 22, 2015	Jul 2, 2015	41	Firm change	Other
BOLTON GLOBAL ASSET MANAGEMENT	NEXT FINANCIAL GROUP, INC.	May 22, 2013	Aug 19, 2013	89	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	BOLTON GLOBAL ASSET MANAGEMENT	Nov 8, 2010	Apr 25, 2011	168	Firm change	Other
MML INVESTORS SERVICES, LLC	VOYA FINANCIAL PARTNERS, LLC	Oct 25, 2007	Oct 25, 2007	0	Firm change	Other

Relationships

Registered with (9)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Aug 26, 2025 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 9, 2016 to Oct 13, 2021factForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 10, 2021 to Aug 1, 2025factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 9, 2021 to Dec 8, 2021factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jul 2, 2015 to Jun 6, 2016factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 19, 2013 to May 22, 2015factForm ADV
→ BOLTON GLOBAL ASSET MANAGEMENTRegistered adviserregistration: previous registration
Apr 25, 2011 to May 22, 2013factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Oct 25, 2007 to Nov 8, 2010factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 4, 2006 to Oct 25, 2007factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Kimberly A Douglas left Grove Point Advisors, Llc for Raymond James & Associates, Inc. (registered 2025-08-26)
Form ADVobserved 5 days ago