DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kimberly A Douglas

Raymond James Financial Services Advisors, IncBD affiliatedSt. Petersburg, Fl dual registrantIAPD 4072552

Feed of 09/15/2026

Also filed as Kimberly A Sniffin`

At current firm

1 y

since Aug 26, 2025

In the industry

22 y

since Jun 4, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Aug 26, 2025 · Saint Petersburg, Fl
Raymond James & Associates, Inc. national BD current
since Aug 26, 2025 · St. Petersburg, Fl
Grove Point Advisors, LLC former
Dec 10, 2021 to Aug 1, 2025 · Rockville, Md
E*Trade Capital Management, LLC former
Nov 9, 2021 to Dec 8, 2021 · Arlington, Va
Raymond James & Associates, Inc. national BD
Nov 9, 2016 to Oct 13, 2021 · St. Petersburg, Fl
Global Financial Private Capital, Inc. former
Jul 2, 2015 to Jun 6, 2016 · Sarasota, Fl
Next Financial Group, Inc. former
Aug 19, 2013 to May 22, 2015 · Nashua, Nh
Bolton Global Asset Management BD affiliated
Apr 25, 2011 to May 22, 2013 · Bolton, Ma
Voya Financial Partners, LLC former
Oct 25, 2007 to Nov 8, 2010 · Windsor, Ct
MML Investors Services, LLC BD affiliated
Apr 4, 2006 to Oct 25, 2007 · Springfield, Ma

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to Raymond James Financial Services Advisors, Inc
left Aug 1, 2025, registered Aug 26, 2025 (25 days) · Affiliated broker-dealer or bank to another
E*Trade Capital Management, LLC to Grove Point Advisors, LLC
left Dec 8, 2021, registered Dec 10, 2021 (2 days) · RIA to affiliated broker-dealer or bank
Raymond James & Associates, Inc. to E*Trade Capital Management, LLC
left Oct 13, 2021, registered Nov 9, 2021 (27 days) · Affiliated broker-dealer or bank to independent RIA
Global Financial Private Capital, Inc. to Raymond James & Associates, Inc.
left Jun 6, 2016, registered Nov 9, 2016 (156 days) · Other
Next Financial Group, Inc. to Global Financial Private Capital, Inc.
left May 22, 2015, registered Jul 2, 2015 (41 days) · Other
Bolton Global Asset Management to Next Financial Group, Inc.
left May 22, 2013, registered Aug 19, 2013 (89 days) · Other
Voya Financial Partners, LLC to Bolton Global Asset Management
left Nov 8, 2010, registered Apr 25, 2011 (168 days) · Other
MML Investors Services, LLC to Voya Financial Partners, LLC
left Oct 25, 2007, registered Oct 25, 2007 (0 days) · Other

Signals

Kimberly A Douglas left Grove Point Advisors, Llc for Raymond James & Associates, Inc. (registered 2025-08-26)
Aug 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address