DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•• P•••••• W••••• M••••••••• ••••••••• C••••
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•• P•••••• W••••• M••••••••• ••••••••• C•••• | Mixed wealth | Jan 24, 2022 | n/a | yes | MIAMI, FL | Current employment |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Dec 9, 2015 | Aug 30, 2016 | no | Ft Lauderdale, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | E•• P•••••• W••••• M••••••••• ••••••••• C•••• | Aug 30, 2016 | Jan 24, 2022 | 1,973 | Firm change after gap | Other |
| L•• F•••••••• L•• | I••••••••• F•••••••• P••••••• | Dec 18, 2015 | Dec 9, 2015 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 21, 2014 | Dec 18, 2015 | no | FT LAUDERDALE, FL|MIRAMAR, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jun 9, 2008 | Jan 23, 2014 | no | WESTON, FL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Feb 27, 2007 | Jun 11, 2008 | no | SAO PAULO|MIAMI, FL | Previous registration |
| -9 |
| Firm change |
| Other |
| R•••••• J•••• • A••••••••• I••• | L•• F•••••••• L•• | Jan 23, 2014 | Jan 21, 2014 | -2 | Firm change | Other |
| W•••• F•••• A••••••• | R•••••• J•••• • A••••••••• I••• | Jun 11, 2008 | Jun 9, 2008 | -2 | Firm change | Wirehouse to ibd |