RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• R•••••• P•••••••
- E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealth currentsince Jan 24, 2022 · Miami, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedDec 9, 2015 to Aug 30, 2016 · Ft Lauderdale, Fl
- L•• F•••••••• L•• BD affiliatedJan 21, 2014 to Dec 18, 2015 · Ft Lauderdale, Fl
- R•••••• J•••• • A••••••••• I••• national BDJun 9, 2008 to Jan 23, 2014 · Weston, Fl
- W•••• F•••• A••••••• wirehouseFeb 27, 2007 to Jun 11, 2008 · Sao Paulo
- I••••••••• F•••••••• P••••••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••left Aug 30, 2016, registered Jan 24, 2022 (1973 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Dec 18, 2015, registered Dec 9, 2015 (-9 days) · Other
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Jan 23, 2014, registered Jan 21, 2014 (-2 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jun 11, 2008, registered Jun 9, 2008 (-2 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address