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RIA / WealthAdvisor22 years in industry

JOSEPH JEROME CEASAR

Advisor at 11 FINANCIAL

Lufkin, TX | LUFKIN, TX

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Search this name across graphsid dfx:ria:0c06ab70-57b4-246c-dc45-68e0b883b8a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 11 FINANCIAL
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 26, 2004
First registration: Nov 1, 2004
Dual registered: no
Other names: JOE CEASAR
IAPD individual key: 4710017

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
11 FINANCIAL	Former SEC adviser	Jan 28, 2025	n/a	yes	LUFKIN, TX\|Lufkin, TX	Current employment
11 FINANCIAL	Former SEC adviser	Nov 29, 2022	Dec 31, 2024	no	Lufkin, TX	Previous registration
SEMITA ASSET MANAGEMENT	Former SEC adviser	Jun 8, 2015	Feb 1, 2021	no	HOUSTON, TX	Previous registration
INVESTORS OF THE KINGDOM LLC	n/a	May 13, 2015	Jul 6, 2017	no	LUFKIN, TX	Previous registration
CAZ INVESTMENTS L.P.	Asset manager	Sep 22, 2011	Jul 6, 2015	no	HOUSTON, TX	Previous registration
INROADS CAPITAL MANAGEMENT LLC	n/a	Jul 2, 2010	Oct 24, 2011	no	HOUSTON, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Mar 3, 2006	no	HOUSTON, TX	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Apr 22, 2005	Jul 6, 2005	no	CYPRESS, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 1, 2004	Apr 14, 2005	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SEMITA ASSET MANAGEMENT	11 FINANCIAL	Feb 1, 2021	Nov 29, 2022	666	Firm change after gap	RIA to RIA
INVESTORS OF THE KINGDOM LLC	SEMITA ASSET MANAGEMENT	Jul 6, 2017	Jun 8, 2015	-759	Firm change after gap	Other
CAZ INVESTMENTS L.P.	INVESTORS OF THE KINGDOM LLC	Jul 6, 2015	May 13, 2015	-54	Firm change after gap	Other
INROADS CAPITAL MANAGEMENT LLC	CAZ INVESTMENTS L.P.	Oct 24, 2011	Sep 22, 2011	-32	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	INROADS CAPITAL MANAGEMENT LLC	Mar 3, 2006	Jul 2, 2010	1,582	Firm change after gap	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	BANC ONE SECURITIES CORPORATION	Apr 14, 2005	Apr 22, 2005	8	Firm change	Other

Relationships

Registered with (8)

→ 11 FINANCIALRegistered adviserregistration: previous registration
Nov 29, 2022 to Dec 31, 2024factForm ADV
→ SEMITA ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jun 8, 2015 to Feb 1, 2021factForm ADV
→ INVESTORS OF THE KINGDOM LLCRegistered adviserregistration: previous registration
May 13, 2015 to Jul 6, 2017factForm ADV
→ CAZ INVESTMENTS L.P.Registered adviserregistration: previous registration
Sep 22, 2011 to Jul 6, 2015factForm ADV
→ INROADS CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 2, 2010 to Oct 24, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Mar 3, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 22, 2005 to Jul 6, 2005factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 1, 2004 to Apr 14, 2005factForm ADV

Dated events

No dated event names this entity yet.