DFX Intelligence

Data Factory

S••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

S••••• A•••• M•••••••••

S••••• A•••• M••••••••• LLC, CRD 226757

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec61c399-7c62-3520-bdaa-02f73d71887d

Data as of Mar 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 18, 2015 to Mar 16, 2021
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $69.3MItem 5.F on the latest filing (2021-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $61.3M
Private client RAUM: $67.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• M••••••• A•••	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DESIGNATED OFFICER	E	yes	04/2015	May 18, 2015	Mar 16, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$69.3M	$93.5M	-25.9%	$100M	-11.5%	2	4	0	0

Relationships

Controls (1)

← M••••••• M••••••• A•••OwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DESIGNATED OFFICER, ownership code E, individual
May 18, 2015 to presentfactForm ADV

Registered with (3)

← JUSTIN ALEXANDER REEDEAdvisorregistration: previous registration
Jul 18, 2017 to Aug 15, 2022factForm ADV
← JOSEPH JEROME CEASARAdvisorregistration: previous registration
Jun 8, 2015 to Feb 1, 2021factForm ADV
←

Dated events

Occurred
Aug 15, 2022
Advisor changed firm
Justin Alexander Reede left S••••• A•••• M••••••••• for The Mather Group, Llc (registered 2022-08-17)
Form ADVobserved 7 days ago
Occurred
Jun 30, 2020
Control person left
Casey James Hodges (Chief Compliance Officer, Chief Operating Officer) no longer on Schedule A of S••••• A•••• M••••••••• (listed 2020-02-25, absent 2020-06-30)
Form ADVobserved 7 days ago
Occurred
May 18, 2015
First Form ADV filing
S••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec61c399-7c62-3520-bdaa-02f73d71887d
First observed: May 18, 2015
Last observed: Mar 16, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.