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Advisor at MORA CAPITAL MANAGEMENT, LLC
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORA CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 2, 2025 | n/a | yes | MIAMI, FL | Current employment |
| EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | Mixed wealth | Dec 4, 2019 | Jan 28, 2021 | no | MIAMI, FL | Previous registration |
| EFG CAPITAL ADVISORS INC. | Former SEC adviser | Jul 21, 2016 | Feb 22, 2019 | no | MIAMI, FL | Previous registration |
| EFG CAPITAL ADVISORS LLC | Former SEC adviser | Sep 21, 2011 | Nov 6, 2014 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | MORA CAPITAL MANAGEMENT, LLC | Jan 28, 2021 | Jan 2, 2025 | 1,435 | Firm change after gap | RIA to RIA |
| EFG CAPITAL ADVISORS INC. | EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | Feb 22, 2019 | Dec 4, 2019 | 285 | Firm change | RIA to RIA |
| EFG CAPITAL ADVISORS LLC | EFG CAPITAL ADVISORS INC. | Nov 6, 2014 | Jul 21, 2016 | 623 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158905:112221:FL:2021-01-28 | Jan 28, 2021 | Jan 2, 2025 | MIAMI, FL | Firm change after gap |
| 112224:158905:FL:2019-02-22 | Feb 22, 2019 | Dec 4, 2019 | MIAMI, FL | Firm change |