RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• O••••••• M••••
- M••• C•••••• M••••••••• L•• independent RIA currentsince Jan 2, 2025 · Miami, Fl
- E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealthDec 4, 2019 to Jan 28, 2021 · Miami, Fl
- E•• C•••••• A••••••• I••• formerJul 21, 2016 to Feb 22, 2019 · Miami, Fl
- E•• C•••••• A••••••• L•• formerSep 21, 2011 to Nov 6, 2014 · Miami, Fl
- E•• P•••••• W••••• M••••••••• ••••••••• C•••• to M••• C•••••• M••••••••• L••left Jan 28, 2021, registered Jan 2, 2025 (1435 days) · RIA to RIA · moved with a team
- E•• C•••••• A••••••• I••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••left Feb 22, 2019, registered Dec 4, 2019 (285 days) · RIA to RIA · moved with a team
- E•• C•••••• A••••••• L•• to E•• C•••••• A••••••• I•••left Nov 6, 2014, registered Jul 21, 2016 (623 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address