DFX Intelligence

A•••• S••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

A•••• S••••• P•••••••• L••

CRD 109358

CHICAGO, IL

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Search this name across graphsid dfx:ria:0c108024-4e3b-65db-6da3-13a458f29a4c

Data as of Jun 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 390
Dated events: 40
On other graphs: 5
Observed: Nov 17, 2011 to Jun 17, 2026
48 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A•••• S••••• P•••••••• L••

Venture manager · cited, shared crd

Independent Sponsorsidentity

A•••• S••••• P•••••••• L••

Capital provider to sponsors · cited, shared crd

Private Equityidentity

A•••• S••••• P•••••••• L••

Private equity manager · cited, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $66B••• Locked
Discretionary RAUM: $59B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 318

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
J••• P•••••• E••••• F••• A• U•• L•	Private Equity Fund	$1.6B	Jun 17, 2026	5	Mar 28, 2024	reported	n/a
A•••• S••••• • P• G•••••• F••• I• L•	Private Equity Fund	$1.5B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• S••••• A••••••••• L•••	M••••• O• A•••• S••••• P•••••••• L••	E	yes	01/2001	Nov 17, 2011	Jun 7, 2024
A•••• S••••• A••••••••• L••	G•••••• P•••••• O• A•••• S••••• A••••••••• L•••	F	yes	01/2001	Nov 17, 2011	Jun 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• S••••• C••••• A••••••• L•	n/a	n/a	n/a	N	yes	n/a
A•••• S••••• L•••••• 2••• G• L••	n/a	n/a	n/a	Y	no	n/a
A•••• S••••• P• A••••• G• L•	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	25	no
London	n/a	United Kingdom	22	no
MENLO PARK	CA	United States	17	no
Singapore	n/a	Singapore	6	no
Beijing	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$66B	$59B	13.2%	$50B	9.9%	318	325	8	7

Relationships

showing 80 of 390

Advises (80)

→ A•••• S••••• 2••• U• F••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ A•• S•••• 2• L••Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ A•••• S••••• 2••• U• F••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ A•• P••••••• 2••• L•

Dated events

Occurred
Jun 17, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$67.5M
Occurred
Jun 17, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$271,000
Occurred
Jun 17, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$13.1M
Occurred
Jun 17, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c108024-4e3b-65db-6da3-13a458f29a4c
First observed: Nov 17, 2011
Last observed: Jun 17, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.