DFX Intelligence

A••••• J•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

A••••• J•• M••••••

Advisor at C••••••••• F•••••••• N••••••

Hudson, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Mar 8, 2022	n/a	yes	Hudson, OH	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Jul 16, 2013	Mar 8, 2022	no	HUDSON, OH\|BEACHWOOD, OH\|AKRON, OH\|CUYAHOGA FALLS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	C••••••••• F•••••••• N••••••	Mar 8, 2022	Mar 8, 2022	0	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	S•••••• W••••• P•••••••• L••	Jul 16, 2013	Jul 16, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
153184:8032:OH:2022-03-08	Mar 8, 2022	Mar 8, 2022	CUYAHOGA FALLS, OH	Firm change

Relationships

Registered with (5)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Mar 8, 2022 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 16, 2013 to Mar 8, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 9, 2010 to Jul 16, 2013factForm ADV
→ S••••••• I••••••••• I•••

Dated events

Occurred
Mar 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.