DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J•• M••••••

C••••••••• F•••••••• N••••••national BDHudson, Ohdual registrantIAPD 3053663

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••••• M••••••

At current firm

4 y

since Mar 8, 2022

In the industry

28 y

since May 8, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Mar 8, 2022 · Hudson, Oh
S•••••• W••••• P•••••••• L•• BD affiliated
Jul 16, 2013 to Mar 8, 2022 · Hudson, Oh
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 9, 2010 to Jul 16, 2013 · Independence, Oh
S••••••• I••••••••• I••• former
Jan 22, 2008 to Apr 12, 2010 · Columbus, Oh
E•••••••• A•••••••• L•• national BD
Feb 5, 2002 to Jan 11, 2008 · Akron, Oh

Moves

a registration end followed by a registration begin elsewhere

S•••••• W••••• P•••••••• L•• to C••••••••• F•••••••• N••••••
left Mar 8, 2022, registered Mar 8, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to S•••••• W••••• P•••••••• L••
left Jul 16, 2013, registered Jul 16, 2013 (0 days) · Other
S••••••• I••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Apr 12, 2010, registered Apr 9, 2010 (-3 days) · Other
E•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
left Jan 11, 2008, registered Jan 22, 2008 (11 days) · Other

Signals

A••••• J•• M•••••• left S•••••• W••••• P•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2022-03-08)
Mar 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address