DFX Intelligence

K•••• L•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

K•••• L•• H•••••

Advisor at A•••• W••••• M••••••••• I•••

GUTHRIE CENTER, IA | Lakewood, CO

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Search this name across graphsid dfx:ria:0c1a3ed8-b116-b78f-5caa-f5493d3a94db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• I•••	Independent wealth	Oct 4, 2021	n/a	yes	Lakewood, CO\|GUTHRIE CENTER, IA	Current employment
S•••• I••••• S••••••••• L••	Independent wealth	May 12, 2021	Jul 2, 2021	no	Lakewood, CO\|FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• I••••• S••••••••• L••	A•••• W••••• M••••••••• I•••	Jul 2, 2021	Oct 4, 2021	94	Firm change	RIA to RIA
S••••• I••••••••• M••••••••• L••	S•••• I••••• S••••••••• L••	Jun 3, 2021	May 12, 2021

Relationships

Registered with (4)

→ A•••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Oct 4, 2021 to presentfactForm ADV
→ S•••• I••••• S••••••••• L••Registered adviserregistration: previous registration
May 12, 2021 to Jul 2, 2021factForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 15, 2016 to Jun 3, 2021factForm ADV
→ C• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c1a3ed8-b116-b78f-5caa-f5493d3a94db
First observed: Apr 22, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.