This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC ADVISORY SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 19, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63

First exam

Jan 19, 1993

First registration

Aug 20, 2002

Dual registered

no

Other names

HEATHER ANN RINALDI|HEATHER ANN POLLACK

IAPD individual key

2307380

• Occurred

  Mar 27, 2026
  Advisor changed firm

  Heather Pollack left Beacon Financial Group, Inc. for Osaic Advisory Services, Llc (registered 2026-02-06)

  Form ADVobserved 6 days ago
• Occurred

  Feb 22, 2022
  Advisor changed firm

  Heather Pollack left Osaic Fa, Inc. for Beacon Financial Group, Inc. (registered 2022-03-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0c3a20db-0282-66cd-47b4-2869930b7e5a

First observed

Aug 20, 2002

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.