DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

H•••••• P••••••

O•••• A••••••• S•••••••• L••BD affiliatedAurora, Oh IA-onlyIAPD 2307380

Feed of 09/15/2026

Also filed as Heather Ann Rinaldi

At current firm

0 y

since Feb 6, 2026

In the industry

33 y

since Jan 19, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• A••••••• S•••••••• L•• BD affiliated current
since Feb 6, 2026 · Aurora, Oh
B••••• F•••••••• G••••• I••• former
Mar 4, 2022 to Mar 27, 2026 · Aurora, Oh
O•••• F•• I••• former
Aug 20, 2002 to Feb 22, 2022 · Solon, Oh

Moves

a registration end followed by a registration begin elsewhere

B••••• F•••••••• G••••• I••• to O•••• A••••••• S•••••••• L••
left Mar 27, 2026, registered Feb 6, 2026 (-49 days) · RIA to affiliated broker-dealer or bank · moved with a team
O•••• F•• I••• to B••••• F•••••••• G••••• I•••
left Feb 22, 2022, registered Mar 4, 2022 (10 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team

Signals

H•••••• P•••••• left B••••• F•••••••• G••••• I••• for O•••• A••••••• S•••••••• L•• (registered 2026-02-06)
Mar 27, 2026 · Advisor changed firm · fact
H•••••• P•••••• left O•••• F•• I••• for B••••• F•••••••• G••••• I••• (registered 2022-03-04)
Feb 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address