DFX Intelligence

M•••••• D••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)9 years in industrynot currently registered

M•••••• D••••• W•••

Advisor at J••• M••••• S••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:0c3a707f-bedd-c278-0830-ad6029e310a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Oct 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Oct 30, 2024	n/a	yes	NEW YORK, NY	Current employment
H••••• W••••• M•••••••••	Independent wealth	Feb 3, 2023	Mar 3, 2025	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• W••••• M•••••••••	J••• M••••• S••••••••• L••	Mar 3, 2025	Oct 30, 2024	-124	Firm change after gap	RIA to wirehouse
A••••••••• F•••••••• S•••••••• L••	H••••• W••••• M•••••••••	Jan 17, 2023	Feb 3, 2023

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ H••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 3, 2023 to Mar 3, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 21, 2021 to Jan 17, 2023factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 3, 2025
Advisor changed firm
M•••••• D••••• W••• left H••••• W••••• M••••••••• for J••• M••••• S••••••••• L•• (registered 2024-10-30)
Form ADVobserved 7 days ago
Occurred
Jan 17, 2023
Advisor changed firm
M•••••• D••••• W••• left A••••••••• F•••••••• S•••••••• L•• for H••••• W••••• M••••••••• (registered 2023-02-03)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
M•••••• D••••• W••• no longer holds an investment adviser registration (last listed at J••• M••••• S••••••••• L•• on the 2026-09-16 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c3a707f-bedd-c278-0830-ad6029e310a0
First observed: Oct 21, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.