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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HELLER WEALTH MANAGEMENT

TOTAL MANAGEMENT GROUP, INC., CRD 124261

MELVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4797972f-6007-1cd2-5f70-70a7d7dac15f

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2011 to Feb 6, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $554MItem 5.F on the latest filing (2026-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $554M
Private client RAUM: $475MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $138Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 787
Individual clients: 14
High net worth clients: 177
SEC number: 801-61749
CRD: 124261
Filings on the tape: 27
First filed: Dec 6, 2011
Latest filed: Feb 6, 2026
Organised: Corporation, NY

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HELLER, LAWRENCE, ELIOT	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	06/1992	Dec 6, 2011	Apr 11, 2024
MOSS, GREGORY, THOMAS	Principal	B	no	01/2021	Mar 31, 2021	Apr 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 6, 2026	$554M	$554M	6	4	0	n/a	n/a
2024	Apr 10, 2025	$446M	$446M	5	3	0	n/a	n/a
2023	Mar 27, 2024	$381M	$381M	6	3	0	n/a	n/a
2022	Mar 1, 2023	$302M	$302M	7	3	0	n/a	n/a
2021	Mar 25, 2022	$324M	$320M	7	3	0	n/a	n/a
2020	Mar 31, 2021	$303M	$301M	5	3	0	n/a	n/a
2019	Mar 10, 2020	$246M	$215M	5	1	0	n/a	n/a
2018	Mar 28, 2019	$214M	$207M	5	1	0	n/a	n/a
2017	Mar 9, 2018	$212M	$205M	5	1	0	n/a	n/a
2016	Mar 30, 2017	$182M	$173M	5	1	n/a	n/a	n/a
2015	Mar 17, 2016	$146M	$139M	4	1	n/a	n/a	n/a
2014	Mar 30, 2015	$150M	$143M	4	1	n/a	n/a	n/a
2013	Mar 12, 2014	$122M	$115M	4	1	n/a	n/a	n/a
2012	Mar 18, 2013	$104M	$88.5M	4	1	n/a	n/a	n/a
2011	Apr 2, 2012	$93.4M	$79.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$554M	$446M	24.2%	$302M	22.5%	6	5	0	0

Relationships

Registered with (5)

← IAN ERIC HELLERAdvisorregistration: current employment
May 23, 2025 to presentfactForm ADV
← LAWRENCE ELIOT HELLERAdvisorregistration: current employment
Oct 19, 2021 to presentfactForm ADV
← GREGORY THOMAS MOSSAdvisorregistration: current employment
Oct 19, 2021 to presentfactForm ADV
← BELINDA TSUIAdvisorregistration: current employment
Oct 10, 2021 to presentfactForm ADV
← Matthew Daniel WaspAdvisorregistration: previous registration
Feb 3, 2023 to Mar 3, 2025factForm ADV

Controls (1)

← HELLER, LAWRENCE, ELIOTOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 6, 2011 to Apr 11, 2024factForm ADV

Owns (1)

← MOSS, GREGORY, THOMASOwnerPRINCIPAL, ownership code B, individual
Mar 31, 2021 to Apr 11, 2024factForm ADV

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
Matthew Daniel Wasp left Heller Wealth Management for J.P. Morgan Securities Llc (registered 2024-10-30)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4797972f-6007-1cd2-5f70-70a7d7dac15f
First observed: Dec 6, 2011
Last observed: Feb 6, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HELLER WEALTH MANAGEMENT

TOTAL MANAGEMENT GROUP, INC., CRD 124261

MELVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4797972f-6007-1cd2-5f70-70a7d7dac15f

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HELLER, LAWRENCE, ELIOT

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

06/1992

Dec 6, 2011

Apr 11, 2024

MOSS, GREGORY, THOMAS

Principal

01/2021

Mar 31, 2021

Apr 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 6, 2026

$554M

n/a

2024

Apr 10, 2025

$446M

n/a

2023

Mar 27, 2024

$381M

n/a

2022

Mar 1, 2023

$302M

n/a

2021

Mar 25, 2022

$324M

$320M

n/a

2020

Mar 31, 2021

$303M

$301M

n/a

2019

Mar 10, 2020

$246M

$215M

n/a

2018

Mar 28, 2019

$214M

$207M

n/a

2017

Mar 9, 2018

$212M

$205M

n/a

2016

Mar 30, 2017

$182M

$173M

n/a

2015

Mar 17, 2016

$146M

$139M

n/a

2014

Mar 30, 2015

$150M

$143M

n/a

2013

Mar 12, 2014

$122M

$115M

n/a

2012

Mar 18, 2013

$104M

$88.5M

n/a

2011

Apr 2, 2012

$93.4M

$79.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$554M

$446M

24.2%

$302M

22.5%