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Advisor at CERITY PARTNERS LLC
Indianapolis, IN | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | Feb 27, 2023 | n/a | yes | Indianapolis, IN|NEW YORK, NY | Current employment |
| CERITY PARTNERS OCIO LLC | Institutional manager | Jan 14, 2020 | Apr 21, 2023 | no | Indianapoli, IN|NEW YORK, NY | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Oct 2, 2017 | Jan 31, 2020 | no | Indianapolis, IN | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Oct 2, 2017 | Jan 31, 2020 | no | Indianapolis, IN | Previous registration |
| AMERICAN CAPITAL MANAGEMENT, INC. | State registered | Jan 12, 2017 | Sep 27, 2017 | no | Greenfield, IN|NEW ALBANY, IN | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 3, 2016 | Dec 31, 2016 | no | Greenfield, IN | Previous registration |
| INTEGRATED INVESTMENT STRATEGIES,INC. | Independent wealth | May 25, 2015 | May 6, 2016 | no | CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CERITY PARTNERS OCIO LLC | CERITY PARTNERS LLC | Apr 21, 2023 | Feb 27, 2023 | -53 | Bulk transfer | RIA to RIA |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jan 31, 2020 | Oct 2, 2017 | -851 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CERITY PARTNERS OCIO LLC | Jan 31, 2020 | Jan 14, 2020 | -17 | Firm change | RIA to RIA |
| AMERICAN CAPITAL MANAGEMENT, INC. | TD AMERITRADE, INC. | Sep 27, 2017 | Oct 2, 2017 | 5 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | AMERICAN CAPITAL MANAGEMENT, INC. | Dec 31, 2016 | Jan 12, 2017 | 12 | Firm change | Other |
| INTEGRATED INVESTMENT STRATEGIES,INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 6, 2016 | May 3, 2016 | -3 | Firm change | Other |