RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••••• V•••••••
- C••••• P••••••• L•• independent RIA currentsince Feb 27, 2023 · Indianapolis, In
- C••••• P••••••• O••• L•• institutionalJan 14, 2020 to Apr 21, 2023 · Indianapoli, In
- T• A••••••••• I••• formerOct 2, 2017 to Jan 31, 2020 · Indianapolis, In
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 2, 2017 to Jan 31, 2020 · Indianapolis, In
- A••••••• C•••••• M••••••••• I••• state registeredJan 12, 2017 to Sep 27, 2017 · Greenfield, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMay 3, 2016 to Dec 31, 2016 · Greenfield, In
- I••••••••• I••••••••• S••••••••• independent RIAMay 25, 2015 to May 6, 2016 · Carmel, In
- C••••• P••••••• O••• L•• to C••••• P••••••• L••left Apr 21, 2023, registered Feb 27, 2023 (-53 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 31, 2020, registered Oct 2, 2017 (-851 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to C••••• P••••••• O••• L••left Jan 31, 2020, registered Jan 14, 2020 (-17 days) · RIA to RIA
- A••••••• C•••••• M••••••••• I••• to T• A••••••••• I•••left Sep 27, 2017, registered Oct 2, 2017 (5 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••••• C•••••• M••••••••• I•••left Dec 31, 2016, registered Jan 12, 2017 (12 days) · Other
- I••••••••• I••••••••• S••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 6, 2016, registered May 3, 2016 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address