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RIA / WealthAdvisor17 years in industry

THOMAS WOODS HILL

Advisor at AE WEALTH MANAGEMENT, LLC

Birmingham, AL

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Search this name across graphsid dfx:ria:0c659626-3b37-9bc9-eae7-2ae88391012a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Feb 2, 2009
First registration: Feb 5, 2009
Dual registered: no
Other names: TAD HILL
IAPD individual key: 5635781

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Aug 8, 2017	n/a	yes	Birmingham, AL	Current employment
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jun 2, 2010	Nov 8, 2017	no	BIRMINGHAM, AL\|SARASOTA, FL\|BIRMINGHAM, AL	Previous registration
ALLEGIANT FINANCIAL ADVISORS, LLC	State registered	Apr 14, 2009	Jun 2, 2010	no	MIAMI BEACH, FL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Feb 5, 2009	May 1, 2009	no	BIRMINGHAM, AL\|Birmingham, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	AE WEALTH MANAGEMENT, LLC	Nov 8, 2017	Aug 8, 2017	-92	Firm change after gap	Other
ALLEGIANT FINANCIAL ADVISORS, LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Jun 2, 2010	Jun 2, 2010	0	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	ALLEGIANT FINANCIAL ADVISORS, LLC	May 1, 2009	Apr 14, 2009	-17	Firm change	Other

Relationships

Registered with (4)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 8, 2017 to presentfactForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jun 2, 2010 to Nov 8, 2017factForm ADV
→ ALLEGIANT FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 14, 2009 to Jun 2, 2010factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Feb 5, 2009 to May 1, 2009factForm ADV

Dated events

No dated event names this entity yet.