DFX Intelligence

L•••••• L••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

L•••••• L••• R•••••

Advisor at P••••••••• P•••••••

North Kansas City, MO

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Search this name across graphsid dfx:ria:0c7a535c-56a9-c63e-d6a0-f442811a8af5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• P•••••••	Independent wealth	Sep 6, 2018	n/a	yes	North Kansas City, MO	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 1, 2004	Jan 6, 2020	no	OVERLAND PARK, KS\|KANSAS CITY, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	P••••••••• P•••••••	Jan 6, 2020	Sep 6, 2018	-487	Firm change after gap	Other
P••••••••• N••••••• I••	C••••• A••••••• L••	Dec 31, 2004	Jan 1, 2004

Relationships

Registered with (5)

→ P••••••••• P•••••••Registered adviserregistration: current employment
Sep 6, 2018 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 2004 to Jan 6, 2020factForm ADV
→ P••••••••• N••••••• I••Registered adviserregistration: previous registration
Feb 4, 2003 to Dec 31, 2004factForm ADV
→ V••••• S••••••••• C•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c7a535c-56a9-c63e-d6a0-f442811a8af5
First observed: Mar 15, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.