L•••• L• L•••••

Advisor at E••••• J••••

COLUMBIA, MO

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Search this name across graphsid dfx:ria:0c8ed15b-3a10-9208-4877-8ae404478cb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Sep 27, 2016	n/a	yes	COLUMBIA, MO	Current employment
K•• F••••••••• I•••	Independent wealth	Jan 27, 2004	Aug 18, 2005	no	JEFFERSON CITY, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F••••••••• I•••	E••••• J••••	Aug 18, 2005	Sep 27, 2016	4,058	Firm change after gap	Other
P••••••••• B•••••••• S•••••••• I•••	K•• F••••••••• I•••	Jan 20, 2004	Jan 27, 2004

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Sep 27, 2016 to presentfactForm ADV
→ K•• F••••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2004 to Aug 18, 2005factForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2000 to Jan 20, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c8ed15b-3a10-9208-4877-8ae404478cb6
First observed: Jan 31, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.