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Advisor at SECOND LINE CAPITAL, LLC
METAIRIE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECOND LINE CAPITAL, LLC | Independent wealth | Mar 4, 2024 | n/a | yes | METAIRIE, LA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 31, 2020 | Feb 15, 2024 | no | NEW ORLEANS, LA | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 10, 2013 | Feb 4, 2020 | no | NEW ORLEANS, LA|NEW ORLEANS, LA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 21, 2007 | May 14, 2013 | no | LAFAYETTE, LA|NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | SECOND LINE CAPITAL, LLC | Feb 15, 2024 | Mar 4, 2024 | 18 | Firm change | Ibd to RIA |
| RAYMOND JAMES & ASSOCIATES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 4, 2020 | Jan 31, 2020 | -4 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | May 14, 2013 | May 10, 2013 | -4 | Firm change | Wirehouse to ibd |