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RIA / WealthAdvisor29 years in industry

JAMES CASEY HODGES

Advisor at AVIDIAN WEALTH SOLUTIONS

HOUSTON, TX

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Search this name across graphsid dfx:ria:0cdfc34d-7983-eb14-fb18-9c2e66fac934

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIDIAN WEALTH SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 14, 1996
First registration: Aug 16, 2001
Dual registered: no
IAPD individual key: 2765025

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIDIAN WEALTH SOLUTIONS	Independent wealth	Jul 22, 2020	n/a	yes	HOUSTON, TX	Current employment
SEMITA ASSET MANAGEMENT	Former SEC adviser	Jun 2, 2015	Jul 31, 2020	no	HOUSTON, TX	Previous registration
LEGACY ASSET MANAGEMENT, INC.	Former SEC adviser	Mar 28, 2014	Oct 13, 2015	no	HOUSTON, TX	Previous registration
CAZ INVESTMENTS L.P.	Asset manager	Aug 16, 2001	Feb 18, 2014	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SEMITA ASSET MANAGEMENT	AVIDIAN WEALTH SOLUTIONS	Jul 31, 2020	Jul 22, 2020	-9	Firm change	RIA to RIA
LEGACY ASSET MANAGEMENT, INC.	SEMITA ASSET MANAGEMENT	Oct 13, 2015	Jun 2, 2015	-133	Firm change after gap	Other
CAZ INVESTMENTS L.P.	LEGACY ASSET MANAGEMENT, INC.	Feb 18, 2014	Mar 28, 2014	38	Firm change	Other

Relationships

Registered with (4)

→ AVIDIAN WEALTH SOLUTIONSRegistered adviserregistration: current employment
Jul 22, 2020 to presentfactForm ADV
→ SEMITA ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jun 2, 2015 to Jul 31, 2020factForm ADV
→ LEGACY ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 28, 2014 to Oct 13, 2015factForm ADV
→ CAZ INVESTMENTS L.P.Registered adviserregistration: previous registration
Aug 16, 2001 to Feb 18, 2014factForm ADV

Dated events

No dated event names this entity yet.