DFX Intelligence

M•••••• J•••• M••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••••• J•••• M••

Advisor at A••••••••• F•••••••• S•••••••• L••

Midwest City, OK

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 31, 2026	n/a	yes	Midwest City, OK	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 23, 2009	Aug 31, 2026	no	MIDWEST CITY, OK\|SAINT PETERSBURG, FL\|Owasso, OK\|Edmond, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	A••••••••• F•••••••• S•••••••• L••	Aug 31, 2026	Aug 31, 2026	0	Firm change	Ibd to ibd
C•••• I••••••••• S••••••• C••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 19, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:6363:OK:2026-08-31	Aug 31, 2026	Aug 31, 2026	EDMOND, OK	Firm change

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 23, 2009 to Aug 31, 2026factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jun 18, 2007 to Nov 19, 2007factForm ADV
→ M••••• S•••••• • C•• L••

Dated events

Order

Occurred
31 Aug 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 16, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.