DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael James Moy
Feed of 09/14/2026
Also filed as Michael J Moy
At current firm
0 y
since Aug 31, 2026
In the industry
21 y
since Aug 3, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Aug 31, 2026 · Midwest City, Ok
- Raymond James Financial Services Advisors, Inc BD affiliatedFeb 23, 2009 to Aug 31, 2026 · Midwest City, Ok
- Chase Investment Services Corp. formerJun 18, 2007 to Nov 19, 2007 · Oklahoma City, Ok
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to May 29, 2007 · Oklahoma City, Ok
- Morgan Stanley Dw Inc. unclassifiedAug 16, 2006 to Apr 2, 2007 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Ameriprise Financial Services, LLCleft Aug 31, 2026, registered Aug 31, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Chase Investment Services Corp. to Raymond James Financial Services Advisors, Incleft Nov 19, 2007, registered Feb 23, 2009 (462 days) · Other
- Morgan Stanley & Co. LLC to Chase Investment Services Corp.left May 29, 2007, registered Jun 18, 2007 (20 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- Michael James Moy left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2026-08-31)Aug 31, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address