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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAPASSO PLANNING PARTNERS LLC

CRD 294673

CHARLESTON, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0ce9b880-8111-6b6e-6657-6ea762b2ca1f

Data as of Apr 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 14
On other graphs: 0
Observed: Mar 29, 2021 to Apr 23, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $274MItem 5.F on the latest filing (2026-04-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $269M
Private client RAUM: $260MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $137Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,073
Individual clients: 280
High net worth clients: 60
Custody, client assets: $52.4M
SEC number: 801-120995
CRD: 294673
Filings on the tape: 12
First filed: Mar 29, 2021
Latest filed: Apr 23, 2026
Organised: Limited Liability Company, SC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES DUSTIN CAPASSO	Certified Financial Planner	CHARLESTON, SC	6	19	4	no
MICHAEL BRADY O'CONNOR	Certified Financial Planner	CHARLESTON, SC	3	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPASSO, CHARLES, DUSTIN	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	01/2018	Mar 29, 2021	Dec 10, 2024
CALLAHAN, DANIEL, PATRICK	Partner	B	no	10/2021	Mar 30, 2022	Dec 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 23, 2026	$274M	$269M	5	4	0	n/a	n/a
2024	Mar 31, 2025	$328M	$323M	9	7	0	n/a	n/a
2023	Mar 29, 2024	$333M	$324M	13	10	1	n/a	n/a
2022	Mar 24, 2023	$281M	$276M	11	8	1	n/a	n/a
2021	Mar 30, 2022	$255M	$251M	11	8	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$274M	$328M	-16.3%	$281M	-0.8%	5	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SUMMIT FINANCIAL, LLC	3	May 8, 2025	Jul 16, 2024	CHARLESTON, SC	Firm absorbed	RIA to ibd	50.0%

Relationships

Registered with (12)

← MICHAEL BRADY O'CONNORAdvisorregistration: current employment
Mar 8, 2023 to presentfactForm ADV
← CHARLES DUSTIN CAPASSOAdvisorregistration: current employment
May 4, 2020 to presentfactForm ADV
← George Philp RamsayAdvisorregistration: previous registration
Apr 6, 2019 to Aug 8, 2025factForm ADV
← ANDREW KEITH HENDRICKSAdvisorregistration: previous registration
Jan 28, 2020 to May 15, 2025factForm ADV
← WILLIAM STARK MCNEERAdvisorregistration: previous registration
May 26, 2022 to May 8, 2025factForm ADV
← Kirk A MatenaerAdvisorregistration: previous registration
Dec 1, 2023 to May 8, 2025factForm ADV
← DANIEL PATRICK CALLAHANAdvisorregistration: previous registration
Feb 27, 2019 to Dec 10, 2024factForm ADV
← DAWUANTA DO'JUOR NORTHERNAdvisorregistration: previous registration
May 9, 2023 to Aug 26, 2024factForm ADV
← ANGEL GILBERTO ESCOBEDOAdvisorregistration: previous registration
May 5, 2021 to May 13, 2024factForm ADV
← STACY L CHRETIENAdvisorregistration: previous registration
Jan 29, 2021 to Jan 26, 2023factForm ADV
← GRAHAM PATTERSON VERSAWAdvisorregistration: previous registration
Apr 27, 2022 to Oct 15, 2022factForm ADV
← DANIEL JAMES GOLDSTEINAdvisorregistration: previous registration
Feb 9, 2021 to Mar 20, 2022factForm ADV

Controls (1)

← CAPASSO, CHARLES, DUSTINOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2021 to Dec 10, 2024factForm ADV

Owns (1)

← CALLAHAN, DANIEL, PATRICKOwnerPARTNER, ownership code B, individual
Mar 30, 2022 to Dec 10, 2024factForm ADV

Moved with (1)

→ SUMMIT FINANCIAL, LLCRegistered adviser3 advisors, firm absorbed
May 8, 2025 to Jul 16, 2024factForm ADV

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
George Philp Ramsay left Capasso Planning Partners Llc for Summit Financial, Llc (registered 2024-07-16)
Form ADVobserved 6 days ago
Occurred
May 15, 2025
Advisor changed firm
Andrew Keith Hendricks left Capasso Planning Partners Llc for Summit Financial, Llc (registered 2024-07-16)
Form ADVobserved 6 days ago
Occurred
May 8, 2025
Firm absorbed
Capasso Planning Partners LLC's advisors moved to Summit Financial, LLC (Charleston, SC): 3 of 6 registered, within 7 days
Form ADVobserved 6 days ago
3 advisors
Occurred
May 8, 2025
Advisor changed firm
Kirk A Matenaer left Capasso Planning Partners Llc for Summit Financial, Llc (registered 2024-07-16)
Form ADVobserved 6 days ago
Occurred
May 8, 2025
Advisor changed firm
William Stark Mcneer left Capasso Planning Partners Llc for Summit Financial, Llc (registered 2024-07-16)
Form ADVobserved 6 days ago
Occurred
Dec 10, 2024
Advisor changed firm
Daniel Patrick Callahan left Capasso Planning Partners Llc for Summit Financial, Llc (registered 2024-07-16)
Form ADVobserved 6 days ago
Occurred
Aug 26, 2024
Advisor changed firm
Dawuanta Do'Juor Northern left Capasso Planning Partners Llc for Fiducient Advisors Llc (registered 2024-09-06)
Form ADVobserved 6 days ago
Occurred
May 13, 2024
Advisor changed firm
Angel Gilberto Escobedo left Capasso Planning Partners Llc for Origin Investment Advisory Llc (registered 2022-01-10)
Form ADVobserved 6 days ago
Occurred
Jan 26, 2023
Advisor changed firm
Stacy L Chretien left Capasso Planning Partners Llc for Destination Wealth Management (registered 2023-02-02)
Form ADVobserved 6 days ago
Occurred
Oct 15, 2022
Advisor changed firm
Graham Patterson Versaw left Capasso Planning Partners Llc for Range Advisory, Llc (registered 2022-10-14)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Capasso Planning Partners Llc reported RAUM $254.6M, up 69% from $150.3M (2021-03-29 to 2022-03-30)
Form ADVobserved 6 days ago
$104M
Occurred
Mar 30, 2022
Control person joined
Patrick Daniel Callahan (Partner & Chief Investment Officer) appeared on Schedule A of Capasso Planning Partners Llc
Form ADVobserved 6 days ago
Occurred
Mar 20, 2022
Advisor changed firm
Daniel James Goldstein left Capasso Planning Partners Llc for Pure Financial Advisors, Llc (registered 2022-03-04)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
First Form ADV filing
Capasso Planning Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ce9b880-8111-6b6e-6657-6ea762b2ca1f
First observed: Mar 29, 2021
Last observed: Apr 23, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPASSO PLANNING PARTNERS LLC

CRD 294673

CHARLESTON, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0ce9b880-8111-6b6e-6657-6ea762b2ca1f

Data as of Apr 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES DUSTIN CAPASSO

Certified Financial Planner

CHARLESTON, SC

MICHAEL BRADY O'CONNOR

Certified Financial Planner

CHARLESTON, SC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPASSO, CHARLES, DUSTIN

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

01/2018

Mar 29, 2021

Dec 10, 2024

CALLAHAN, DANIEL, PATRICK

Partner

10/2021

Mar 30, 2022

Dec 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 23, 2026

$274M

$269M

n/a

2024

Mar 31, 2025

$328M

$323M

n/a

2023

Mar 29, 2024

$333M

$324M

n/a

2022

Mar 24, 2023

$281M

$276M

n/a

2021

Mar 30, 2022

$255M

$251M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$274M

$328M

-16.3%

$281M

-0.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SUMMIT FINANCIAL, LLC

May 8, 2025

Jul 16, 2024

CHARLESTON, SC

Firm absorbed

RIA to ibd

50.0%