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W•••••• S•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

W•••••• S•••• M•••••

Advisor at F••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e87377d2-561c-2b87-b89b-09835bfba251

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Apr 30, 2025	n/a	yes	North Myrtle Beach, SC\|SAN FRANCISCO, CA	Current employment
S••••• F••••••••• L••	Bd affiliated wealth	Jul 16, 2024	Nov 13, 2024	no	MYRTLE BEACH, SC\|CHARLESTON, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• P••••••• P••••••• L••	S••••• F••••••••• L••	May 8, 2025	Jul 16, 2024	-296	Firm change after gap	RIA to ibd
S••••• F••••••••• L••	F••••••	Nov 13, 2024	Apr 30, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
294673:299322:SC:2025-05-08	May 8, 2025	Jul 16, 2024	MYRTLE BEACH, SC	Firm change after gap
299322:302050:SC:2024-11-13	Nov 13, 2024	Apr 30, 2025	CHARLESTON, SC	Firm change

Relationships

Registered with (5)

→ F••••••Registered adviserregistration: current employment
Apr 30, 2025 to presentfactForm ADV
→ C•••••• P••••••• P••••••• L••Registered adviserregistration: previous registration
May 26, 2022 to May 8, 2025factForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Jul 16, 2024 to Nov 13, 2024factForm ADV
→ P•••••• A•••••• G••••• L••

Dated events

Occurred
May 8, 2025
A•••••• firm change
W•••••• S•••• M••••• left C•••••• P••••••• P••••••• L•• for S••••• F••••••••• L•• (registered 2024-07-16)
Form ADVobserved 7 days ago
Occurred
Nov 13, 2024
A•••••• firm change
W•••••• S•••• M••••• left S••••• F••••••••• L•• for Farther (registered 2025-04-30)
Form ADVobserved 7 days ago
Occurred
May 26, 2022
A•••••• firm change
W•••••• S•••• M••••• left P•••••• A•••••• G••••• L•• for C•••••• P••••••• P••••••• L•• (registered 2022-05-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e87377d2-561c-2b87-b89b-09835bfba251
First observed: Apr 2, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.