DFX Intelligence

D••••• J•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

D••••• J•••• G••••••••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA | Northbrook, IL

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Search this name across graphsid dfx:ria:bf865829-67c7-2090-21f9-55c4371e3fb4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 9, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Mar 4, 2022	n/a	yes	Northbrook, IL\|SAN DIEGO, CA	Current employment
C•••••• P••••••• P••••••• L••	Independent wealth	Feb 9, 2021	Mar 20, 2022	no	Charleston, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• P••••••• P••••••• L••	P••• F•••••••• A•••••••• L••	Mar 20, 2022	Mar 4, 2022	-16	Firm change	RIA to RIA
H•••••••• A•••••••• L••	C•••••• P••••••• P••••••• L••	Feb 4, 2020	Feb 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
151135:145323:CA:2019-08-08	Aug 8, 2019	Jul 15, 2019	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 4, 2022 to presentfactForm ADV
→ C•••••• P••••••• P••••••• L••Registered adviserregistration: previous registration
Feb 9, 2021 to Mar 20, 2022factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2019 to Feb 4, 2020factForm ADV
→ D••••• P•••••• A•••••••

Dated events

Occurred
Mar 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf865829-67c7-2090-21f9-55c4371e3fb4
First observed: May 9, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.