DFX Intelligence

M•••••• J• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M•••••• J• N•••••

Advisor at I••••••••• A••••••• N•••••• L••

COLUMBIA, SC | DALLAS, TX

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Search this name across graphsid dfx:ria:0d0199de-e189-7967-b7d2-9f101e7728e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••••• N•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••••• N•••••• L••	Independent wealth	Jul 6, 2018	n/a	yes	DALLAS, TX\|COLUMBIA, SC	Current employment
H••••• R••••	Former SEC adviser	Jan 11, 2018	Jul 11, 2018	no	Coumbia, SC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R••••	I••••••••• A••••••• N•••••• L••	Jul 11, 2018	Jul 6, 2018	-5	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
170037:171991:NC:2018-07-10	Jul 11, 2018	Jul 6, 2018	CHARLOTTE, NC	Firm change

Relationships

Registered with (2)

→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: current employment
Jul 6, 2018 to presentfactForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
Jan 11, 2018 to Jul 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d0199de-e189-7967-b7d2-9f101e7728e3
First observed: Jan 11, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.