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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 2, 2024 | n/a | yes | SAN DIEGO, CA|PLYMOUTH, MN | Current employment |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Apr 4, 2023 | Jun 7, 2024 | no | SAN DIEGO, CA | Previous registration |
| CENTURA WEALTH ADVISORY | Independent wealth | Jan 17, 2023 | Feb 10, 2023 | no | SAN DIEGO, CA | Previous registration |
| LAUREL WEALTH ADVISORS, INC. | Former SEC adviser | Jan 15, 2021 | Nov 2, 2022 | no | SOLANA BEACH, CA|La Jolla, CA | Previous registration |
| LAUREL WEALTH ADVISORS, INC. | Former SEC adviser | Mar 16, 2017 | Dec 31, 2020 | no | SOLANA BEACH, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 25, 2016 | Feb 27, 2017 | no | LA JOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jun 7, 2024 | May 2, 2024 | -36 | Firm change after gap | RIA to RIA |
| CENTURA WEALTH ADVISORY | THE RETIREMENT GROUP, LLC | Feb 10, 2023 | Apr 4, 2023 | 53 | Firm change | RIA to RIA |
| LAUREL WEALTH ADVISORS, INC. | CENTURA WEALTH ADVISORY | Nov 2, 2022 | Jan 17, 2023 | 76 | Firm change | RIA to RIA |
| UBS FINANCIAL SERVICES INC. | LAUREL WEALTH ADVISORS, INC. | Feb 27, 2017 | Mar 16, 2017 | 17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 148296:116407:CA:2024-05-31 | Jun 7, 2024 | May 2, 2024 | SAN DIEGO, CA | Firm change after gap |
| 8174:157139:CA:2017-02-27 | Feb 27, 2017 | Mar 16, 2017 | LA JOLLA, CA | Firm change |