DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••• B••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedPlymouth, Mn IA-onlyIAPD 6290903

Certified Financial Planner

Feed of 09/14/2026

Also filed as Neva Caroline Sargent

At current firm

2 y

since May 2, 2024

In the industry

13 y

since Feb 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since May 2, 2024 · San Diego, Ca
T•• R••••••••• G••••• L•• former
Apr 4, 2023 to Jun 7, 2024 · San Diego, Ca
C•••••• W••••• A••••••• independent RIA
Jan 17, 2023 to Feb 10, 2023 · San Diego, Ca
L••••• W••••• A•••••••• I••• former
Jan 15, 2021 to Nov 2, 2022 · Solana Beach, Ca
L••••• W••••• A•••••••• I••• former
Mar 16, 2017 to Dec 31, 2020 · Solana Beach, Ca
U•• F•••••••• S••••••• I••• wirehouse
Feb 25, 2016 to Feb 27, 2017 · La Jolla, Ca

Moves

a registration end followed by a registration begin elsewhere

T•• R••••••••• G••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
left Jun 7, 2024, registered May 2, 2024 (-36 days) · RIA to RIA · moved with a team
C•••••• W••••• A••••••• to T•• R••••••••• G••••• L••
left Feb 10, 2023, registered Apr 4, 2023 (53 days) · RIA to RIA
L••••• W••••• A•••••••• I••• to C•••••• W••••• A•••••••
left Nov 2, 2022, registered Jan 17, 2023 (76 days) · RIA to RIA
U•• F•••••••• S••••••• I••• to L••••• W••••• A•••••••• I•••
left Feb 27, 2017, registered Mar 16, 2017 (17 days) · Other · moved with a team

Signals

Neva Bradley left The Retirement Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-05-02)
Jun 7, 2024 · Advisor changed firm · fact
Neva Bradley left Centura Wealth Advisory for The Retirement Group, Llc (registered 2023-04-04)
Feb 10, 2023 · Advisor changed firm · fact
Neva Bradley left Laurel Wealth Advisors, Inc. for Centura Wealth Advisory (registered 2023-01-17)
Nov 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address