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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

ELICITO MONTERO

Advisor at TD PRIVATE CLIENT WEALTH LLC

Marlton, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:0d0e1cd0-4efc-82f2-6cc6-2ccbe94d5267

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 20, 2009
First registration: Dec 3, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5498748

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jun 23, 2023	n/a	yes	Marlton, NJ\|NEW YORK, NY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 12, 2021	Jun 22, 2023	no	MERRIMACK, NH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	ALLENTOWN, PA\|Radnor, PA\|PRINCETON, NJ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|ALLENTOWN, PA\|RADNOR, PA\|PRINCETON, NJ	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Nov 29, 2016	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 3, 2009	Apr 9, 2014	no	PRINCETON, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 3, 2009	Apr 9, 2014	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	TD PRIVATE CLIENT WEALTH LLC	Jun 22, 2023	Jun 23, 2023	1	Firm change	Ibd to ibd
TD AMERITRADE, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jan 11, 2021	Jul 12, 2021	182	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Apr 9, 2014	Nov 29, 2016	965	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 9, 2014	Dec 3, 2009	-1,588	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:288590:NJ:2021-01-11	Jan 11, 2021	Jul 12, 2021	PRINCETON, NJ	Firm change

Relationships

Registered with (5)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jun 23, 2023 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 12, 2021 to Jun 22, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Nov 29, 2016 to Feb 26, 2018factForm ADV

Dated events

Occurred
Jun 22, 2023
Advisor changed firm
Elicito Montero left Fidelity Personal And Workplace Advisors for Td Private Client Wealth Llc (registered 2023-06-23)
Form ADVobserved 5 days ago