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Registered advisor
E•••••• M••••••
Feed of 09/15/2026
At current firm
3 y
since Jun 23, 2023
In the industry
16 y
since Nov 20, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jun 23, 2023 · Marlton, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 12, 2021 to Jun 22, 2023 · Merrimack, Nh
- T• A••••••••• I••• formerFeb 27, 2018 to Jan 11, 2021 · Allentown, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerNov 29, 2016 to Feb 26, 2018 · Saint Louis, Mo
- T• A••••••••• I••• formerDec 3, 2009 to Apr 9, 2014 · Princeton, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 3, 2009 to Apr 9, 2014 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to T• P•••••• C••••• W••••• L••left Jun 22, 2023, registered Jun 23, 2023 (1 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 11, 2021, registered Jul 12, 2021 (182 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••left Apr 9, 2014, registered Nov 29, 2016 (965 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 9, 2014, registered Dec 3, 2009 (-1588 days) · channel change inside one enterprise, not a move
Signals
- E•••••• M•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for T• P•••••• C••••• W••••• L•• (registered 2023-06-23)Jun 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address